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Jonathan Clifford Shaff

Capital Client Group, Inc.

Carmel, IN

Westfield, IN

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-04-04
  • IN RA
    APPROVED
    Since 2024-04-04

Branch Locations

12711 N. Meridian Street, Carmel, IN 46032 • United States

Westfield, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Group / American Funds Distributors, Inc. Carmel IN 01/2024 Present
Capital Group Companies Carmel IN 04/2019 01/2024
Navient, Inc. Fishers IN 05/2012 03/2019
  • 01/2024 → Present
    Capital Group / American Funds Distributors, Inc.
    Carmel, IN
  • 04/2019 → 01/2024
    Capital Group Companies
    Carmel, IN
  • 05/2012 → 03/2019
    Navient, Inc.
    Fishers, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-04
  • S66 Uniform Combined State Law Examination
    2024-04-04
Other Names
  • John Shaff

View on SEC IAPD

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Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

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