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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2020-04-20 |
Branch Locations
3805 Edwards Road Suite 200, Cincinnati, OH 45209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors | Cincinnati | OH | 06/2019 | 03/2020 |
| Safran Landing Systems | Walton | KY | 05/2018 | 05/2019 |
| Unemployed | Batavia | OH | 01/2018 | 04/2018 |
| Coty Procter And Gamble | Blue Ash | OH | 07/2016 | 12/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2020 | 01/2022 |
| Northwestern Mutual Investment Services Llc | Cincinnati | OH | 04/2020 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2020 | 01/2022 |
| David A Shuley | Milwaukee | WI | 01/2022 | Present |
| Geoff Stevens | Cincinnati | OH | 01/2022 | Present |
| Brent Shaw | Cincinnati | OH | 02/2022 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2022 | Present |
| Sean Murphy | Cincinnati | OH | 05/2024 | Present |
1. TREASURER, CROSSPOINTE COMMUNITY ASSOCIATION, CROSSPOINTE DEVELOPMENT BAUER RD., BATAVIA, , OHIO, 45103, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 2/4/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, HOMEOWNERS ASSOCIATION. 5 MEMBER BOARD. ACTUAL PROPERTIES AND FINANCES ARE MANAGED BY A 3RD PARTY. STONEGATE PROPERTIES. ALL FINANCES ARE HANDLED BY THIS COMPANY. ONLY FINANCIAL DECISIONS APPROVED BY THE BOARD ARE IMPROVEMENT PROJECTS, REQUIRING MAJORITY VOTE. I AM THE TREASURER BUT HAVE NO FINANCIAL RESONSIBILITIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-18 |
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