Best Investors Account Sign in

Samuel Allen Mathis

Janney Montgomery Scott LLC

Cincinnati, OH

Claim This Profile
Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-09
KY RA APPROVED 2021-09-02
OH RA APPROVED 2020-09-28
  • TX RA
    APPROVED_RES
    Since 2022-11-09
  • KY RA
    APPROVED
    Since 2021-09-02
  • OH RA
    APPROVED
    Since 2020-09-28

Branch Locations

8044 Montgomery Road Suite 415, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Tanglewood Club Chagrin Falls OH 05/2016 08/2018
The Country Club Cleveland OH 04/2017 08/2018
Currito Cincinnati OH 08/2016 12/2017
Janney Montgomery Scott Cincinnati OH 03/2019 03/2021
University Of Cincinnati Cincinnati OH 08/2016 04/2020
Janney Montgomery Scott Llc Cincinnati OH 03/2021 Present
  • 05/2016 → 08/2018
    The Tanglewood Club
    Chagrin Falls, OH
  • 04/2017 → 08/2018
    The Country Club
    Cleveland, OH
  • 08/2016 → 12/2017
    Currito
    Cincinnati, OH
  • 03/2019 → 03/2021
    Janney Montgomery Scott
    Cincinnati, OH
  • 08/2016 → 04/2020
    University Of Cincinnati
    Cincinnati, OH
  • 03/2021 → Present
    Janney Montgomery Scott Llc
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-28
  • S66 Uniform Combined State Law Examination
    2020-09-28
Designations
Other Names
  • Samuel Mathis

View on SEC IAPD

Other Firms

QUEEN CITY CAPITAL MANAGEMENT, LLC
OSAIC WEALTH, INC.
BAHL & GAYNOR LLC
BRIXEY & MEYER CAPITAL LLC
OPUS CAPITAL MANAGEMENT
FORMIDABLE ASSET MANAGEMENT, LLC
RC CAPITAL
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

More in Cincinnati, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor