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Dalton William Dixon

Cerity Partners LLC

Santa Barbara, CA

New York, NY

CRD 7083480

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Employer firm

Cerity Partners LLC CRD 151559

$162B regulatory AUM 53 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-01
  • CA RA
    APPROVED
    Since 2025-04-01

Branch Locations

1435 Anacapa Street, Santa Barbara, CA 93101 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Boys & Girls Clubs Of Santa Barbara County Santa Barbara CA 09/2015 09/2018
West Coast Financial Llc Santa Barbara CA 03/2019 03/2025
Uc Santa Barbara Goleta CA 10/2014 12/2018
Cerity Partners Llc New York NY 04/2025 Present
  • 09/2015 → 09/2018
    United Boys & Girls Clubs Of Santa Barbara County
    Santa Barbara, CA
  • 03/2019 → 03/2025
    West Coast Financial Llc
    Santa Barbara, CA
  • 10/2014 → 12/2018
    Uc Santa Barbara
    Goleta, CA
  • 04/2025 → Present
    Cerity Partners Llc
    New York, NY
Previous Registrations
  • 2019-08-29 → 2025-04-04
    West Coast Financial, Llc
    Santa Barbara, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-29
  • S65 Uniform Investment Adviser Law Examination
    2019-08-29

View on SEC IAPD

Nearby Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
J.P. MORGAN SECURITIES LLC
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC

Nearby Investors

DARIN CARLTON MAST
Eric Scott Wasmuth
CLAYTON ROBERT GIBSON

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA

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