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Kerri Elizabeth Williams

Sigma Financial, Inc.

Allentown, PA

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Current Employers
Sigma Financial, Inc.

5100 West Tilghman Street Suite 350, Allentown, PA 18104-9123 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-04-26
  • PA RA
    APPROVED
    Since 2019-04-26

Branch Locations

5100 West Tilghman Street Suite 350, Allentown, PA 18104-9123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial, Inc. Allentown PA 05/2012 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-26
  • S65 Uniform Investment Adviser Law Examination
    2019-04-26
Other Names
  • Kerri Elizabeth Andrews

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · ALLENTOWN, PA
SECTOR ANALYSTS LLC · ALLENTOWN, PA
LOMBARD ADVISERS INCORPORATED · Allentown, PA
WELLS FARGO CLEARING SERVICES, LLC · TREXLERTOWN, PA
J.P. MORGAN SECURITIES LLC · Trexlertown, PA
ERICKSON FINANCIAL GROUP, LLC · ALLENTOWN, PA
CETERA INVESTMENT ADVISERS LLC · ALLENTOWN, PA
AMERIPRISE FINANCIAL SERVICES, LLC · WESCOSVILLE, PA

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