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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-12-05 |
Branch Locations
8044 Montgomery Road The Towers At Kenwood, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Canterbury Investment Management | Zionsville | IN | 05/2015 | 04/2025 |
| Xavier University | Cincinnati | OH | 09/2013 | 05/2017 |
| Ubs Financial Services Inc. | Cincinnati | OH | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-01-28 |
| S65 | Uniform Investment Adviser Law Examination | 2019-06-13 |
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