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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-01-01
  • TX RA
    APPROVED
    Since 2008-01-01

Branch Locations

508 West Wall Ste 1050, Midland, TX 79701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Midland TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Midland TX 11/2016 Present
Previous Registrations
  • 2005-06-28 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Midland, TX
    St. Louis, MO
    Midland, TX
Other Businesses

EXECUTOR FOR FATHER IN LAW, INV RELATED, MIDLAND, TX, START DATE: 5/23/18, 5 HRS/MONTH, 0 HRS DURING TRADING. RENTAL PROPERTY, INVT RELATED, MIDLAND, TX, 100% OWNERSHIP WITH SPOUSE, START DATE 2/28/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER. RENTAL PROPERTY, INVT RELATED, BUFFALO GAP, TX, 100% OWNERSHIP, START DATE 1/1/2025, 10 HRS PER MONTH, 0 HRS DURING TRADING, OWNER. EXECUTOR FOR FATHER, INVT RELATED, MIDLAND, TX, START DATE 9/24/2024, 5 HRS PER MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-24
  • S66 Uniform Combined State Law Examination
    2005-06-24

View on SEC IAPD

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