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Scott David Theis

Pnc Wealth Management LLC

Lexington, KY

Lexington, KY

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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2011-04-11
  • KY RA
    APPROVED
    Since 2011-04-11

Branch Locations

2452 Harrodsburg Road, Lexington, KY 40503 • United States

2235 War Admiral Way, Lexington, KY 40509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Lexington KY 05/2016 Present
  • 05/2016 → Present
    Pnc Investments
    Lexington, KY
Previous Registrations
  • 2006-06-02 → 2011-04-18
    Cuna Brokerage Services, Inc.
    Lexington, KY
Other Businesses

Jan 2021/ Owner/ Rental Properties/ Investment related/ 0 hours during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-01
  • S66 Uniform Combined State Law Examination
    2006-06-01
Other Names
  • Scott D Theis

View on SEC IAPD

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JAMES MICHAEL THOMPSON

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LEXINGTON, KY
WEALTH MANAGEMENT OF THE BLUEGRASS, LLC. · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY
CETERA INVESTMENT ADVISERS LLC · LEXINGTON, KY
INVEST INC. · LEXINGTON, KY
EAGLE STRATEGIES LLC · LEXINGTON, KY
LPL ENTERPRISE, LLC · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY

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