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Andrew Cornell

Cornell Capital Group LLC

Encinitas, CA

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Current Employers
Cornell Capital Group Llc

Encinitas, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-31
  • CA RA
    APPROVED
    Since 2026-08-31

Branch Locations

1305 El Camino Ct, Encinitas, CA 92024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cornell Capital Group Llc Encinitas CA 01/2019 Present
Smbp Llc La Canada CA 06/2008 03/2019
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-29
  • S65 Uniform Investment Adviser Law Examination
    2019-01-29

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · ENCINITAS, CA
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EDWARD JONES · ENCINITAS, CA
LPL FINANCIAL LLC · ENCINITAS, CA
J.P. MORGAN SECURITIES LLC · ENCINITAS, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ENCINITAS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Encinitas, CA

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