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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-10-21
TX RA APPROVED_RES 2019-10-21
  • CA RA
    APPROVED
    Since 2019-10-21
  • TX RA
    APPROVED_RES
    Since 2019-10-21

Branch Locations

294 N El Camino Real, Encinitas, CA 92024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 12/2017 10/2019
Unemployed San Diego CA 08/2017 11/2017
Union Bank Mufg San Diego CA 06/2016 07/2017
Raymond James Financial Services, Inc Chula Vista CA 10/2019 Present
Raymond James Located At Mission Federal Credit Union Poway CA 04/2021 Present
Mission Federal Credit Union Encinitas CA 10/2019 Present
  • 12/2017 → 10/2019
    Cuso Financial Services, Lp
    San Diego, CA
  • 08/2017 → 11/2017
    Unemployed
    San Diego, CA
  • 06/2016 → 07/2017
    Union Bank Mufg
    San Diego, CA
  • 10/2019 → Present
    Raymond James Financial Services, Inc
    Chula Vista, CA
  • 04/2021 → Present
    Raymond James Located At Mission Federal Credit Union
    Poway, CA
  • 10/2019 → Present
    Mission Federal Credit Union
    Encinitas, CA
Previous Registrations
  • 2017-12-20 → 2019-10-17
    Cuso Financial Services, L.P.
    National City, CA
    San Diego, CA
    San Diego, CA
    Carlsbad, CA
    El Cajon, CA
    San Diego, CA
  • 2016-06-09 → 2017-08-02
    San Diego, CA
    San Diego, CA
    San Diego, CA
  • 2016-05-06 → 2016-06-13
    Encinitas, CA
  • 2012-11-29 → 2016-01-11
    El Paso, TX
    Tucson, AZ
    Rio Rancho, NM
    Albuquerque, NM
    Albuquerque, NM
    Tucson, AZ
    Albuquerque, NM
    Albuquerque, NM
  • 2009-07-10 → 2012-09-14
    San Diego, CA
    San Diego, CA
  • 2006-10-13 → 2009-03-25
    Banc Of America Investment Services, Inc.
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    Coronado, CA
  • 2006-07-12 → 2006-10-10
    Wells Fargo Investments, Llc
    San Diego, CA
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-11
  • S66 Uniform Combined State Law Examination
    2006-07-11

View on SEC IAPD

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