Carla Campbell

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1991 → Present
  Campbell Dogue Acct. Corp.
  Carlsbad, CA
• 11/1998 → 09/2025
  Avantax Investment Services, Inc.
  Carlsbad, CA
• 12/2001 → 09/2025
  Avantax Insurance Agency, Llc
  Carlsbad, CA
• 08/2013 → Present
  The Charles W Campbell Living Trust Dated 3.17.2011
  Carlsbad, CA
• 12/1999 → 09/2025
  Avantax Advisory Services
  Carlsbad, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Encinitas, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 1999-12-30 → 2025-09-05
  Avantax Advisory Services
  Encinitas, CA

Other Businesses

1) Fiduciary Appointment-Trustee~'NIR'~6652 Sitio Palmas~Carlsbad~CA~92009~8/1/2013~10hrs~2hrs~As trustee, I pay all bills, obtain services for the real estate and manage the investment portfolio. In 2017, I engaged the services of attorney to administer the trust after the passing of my father. 2) Campbell-Dogue Accountancy Cor~'NIR'~7720 El Camino Real, Suite 2L~Carlsbad~CA~92009~Tax Preparation/Accounting~Tax Preparation/Accounting~5/17/1991~86hrs~40hrs~CPA 3) CLARION WEALTH MANAGEMENT POSITION: Founding Financial Advisor NATURE: Clarion Wealth Management is the DBA name used for marketing and promoting financial services to high net worth individuals. Clarion Wealth Management has selected the S Corporation entity status effective January 1, 2023. INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 65 START DATE: 01/01/2023; 285 N. El Camino Real, Suite 215, Encinitas CA 92024, Carla Campbell serves as the Chief Operations Officer for Clarion WM. Duties and responsibilities include company organization and systematizing processes. Preparing outline for the firm website for marketing and promotion of the firm. 4) ESTATE OF JIMMY CAMPBELL POSITION: Co-Executor NATURE: Received a phone call followed by a will and death certificate naming Carla Campbell as a Co-executor for the estate of my Uncle Jimmy Campbell who recently passed away. The will states that Carla Campbell is also one of the beneficiaries to the estate assets. Received the death certificate 1/15/2024; death certificate contains an error naming Bernard Davidson as my uncles son. This is inaccurate, Jimmy Campbell had no children and did not adopt Bernard Davidson who is also named as co-executor in a codicil to the original will. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/15/2024 ADDRESS: 285 N El Camino Real #215, Carlsbad CA 92024, United States DESCRIPTION: Co-executor to assist with gathering estate assets and provide investment management and tax advice. I currently manage two advisory accounts. I have requested an asset estate inventory from Bernard Davidson who resides in New York the resident state of Jimmy Campbell. 5) CLARION TAX & WEALTH STRATEGIES POSITION: President NATURE: Clarion Tax & Wealth Strategies is the DBA name used for marketing and promoting financial services. Clarion Tax & Wealth Strategies is a S-Corp. Operations begin Jan 1, 2025. INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 11/07/2024 ADDRESS: 285 N El Camino Real, Ste 215, Encinitas CA 92024, United States DESCRIPTION: Carla Campbell serves as the president of Clarion Tax & Wealth Strategies. Duties and responsibilities include company organization and systematizing processes. Carla Campbell sets the vision for the company.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-08
• S63 Uniform Securities Agent State Law Examination
  1998-12-11

Designations

• Certified Financial Planner

Other Names

• Carla A Campbell
• Carla Campbell Dogue
• Carla Campbell Dogue
• Carla Campbell-Clark