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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-10-08 |
| CA | RA | APPROVED | 2014-08-25 |
Branch Locations
276 N El Camino Real Ste A, Encinitas, CA 92024 • United States
4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | San Diego | CA | 08/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 11/2016 | Present |
CO-TRUSTEE FOR MOTHER'S TRUST; INV. RELATED; ENCINITAS, CA; START DATE 10/2018; 0 HRS PER MONTH; 0 HRS DURING TRADING. TRUSTEE FOR PARENTS TRUST; INV. RELATED; ENCINITAS, CA; START DATE 10/2018; 0 HRS PER MONTH; 0 HRS DURING TRADING. TRUSTEE FOR SISTER'S TRUST; INV. RELATED; ENCINITAS, CA; START DATE 2/2018; 0 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-02 |
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