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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-27
CA RA APPROVED 2021-06-25
  • TX RA
    APPROVED_RES
    Since 2022-06-27
  • CA RA
    APPROVED
    Since 2021-06-25

Branch Locations

105 N. El Camino Real, Encinitas, CA 92024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Encinitas CA 07/2021 Present
Jpmorgan Chase Bank, N.A. Encinitas CA 07/2021 Present
Jpmorgan Chase Bank Lake Elsinore CA 09/2011 07/2021
  • 07/2021 → Present
    Encinitas, CA
  • 07/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Encinitas, CA
  • 09/2011 → 07/2021
    Jpmorgan Chase Bank
    Lake Elsinore, CA
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 7/1/2020 ADDRESSS: 13400 CORONA, CA DETAILS: real estate INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-12
S63 Uniform Securities Agent State Law Examination 2014-06-09
  • S66 Uniform Combined State Law Examination
    2020-03-12
  • S63 Uniform Securities Agent State Law Examination
    2014-06-09

View on SEC IAPD

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