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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-07-06 |
| TX | RA | APPROVED | 2023-07-06 |
Branch Locations
380 Knollwood St. Suite 340, Winston Salem, NC 27103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Winston Salem | NC | 08/2019 | 07/2023 |
| Hatteras Landing Marina | Hatteras | NC | 05/2019 | 08/2019 |
| North Carolina State University | Raleigh | NC | 08/2015 | 05/2019 |
| Twiddy Realty | Duck | NC | 05/2017 | 08/2017 |
| Tandem Investment Advisors | Charleston | NC | 05/2018 | 08/2018 |
| Country Club Of Charleston | Charleston | NC | 06/2018 | 08/2018 |
| Wells Fargo Advisors Financial Network, Llc | Winston Salem | NC | 07/2023 | Present |
RENTAL PROPERTY, INV RELATED, WINSTEN SALEM, NC, 100% OWNERSHIP, START 4/1/2021, 20 HOURS PER MONTH, ZERO HOURS DURING TRADING, LANDLORD. WASHINGTON PARK NEIGHBORHOOD ASSOCIATION, NOT INVT RELATED, WINSTON SALEM, NC, BOARD MEMBER, START DATE 10/16/2024, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, ENGAGING WITH OTHER BOARD MEMBERS AND NEIGHBORS TO IMPROVE OUR HISTORIC NEIGHBORHOOD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-28 |
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