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Christopher Paul Davison

LPl Financial LLC

Latham, NY

CRD 7077732

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

3 Lear Jet Ln Stes 200N & 201N, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State University Of New York At Canton Canton NY 08/2013 12/2016
Clarkson University Potsdam NY 01/2017 12/2018
Lpl Financial Llc Latham NY 03/2019 Present
  • 08/2013 → 12/2016
    State University Of New York At Canton
    Canton, NY
  • 01/2017 → 12/2018
    Clarkson University
    Potsdam, NY
  • 03/2019 → Present
    Latham, NY
Other Businesses

1)3/14/19- Empire Financial Advisors- DBA for LPL Business (entity for LPL business)- Inv. Related- Latham, NY - 100% 2)04/22/2022 - AIB - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 10/01/2019 - 10 Hours Per Month/1 Hour During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-16
  • S66 Uniform Combined State Law Examination
    2019-05-16

View on SEC IAPD

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