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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
3 Lear Jet Ln Stes 200N & 201N, Latham, NY 12110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State University Of New York At Canton | Canton | NY | 08/2013 | 12/2016 |
| Clarkson University | Potsdam | NY | 01/2017 | 12/2018 |
| Lpl Financial Llc | Latham | NY | 03/2019 | Present |
1)3/14/19- Empire Financial Advisors- DBA for LPL Business (entity for LPL business)- Inv. Related- Latham, NY - 100% 2)04/22/2022 - AIB - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 10/01/2019 - 10 Hours Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-16 |
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