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Katharine Taylor Cain

Wells Fargo Clearing Services, LLC

Winston Salem, NC

Greensboro, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-14
NC RA APPROVED 2020-07-01
  • TX RA
    APPROVED_RES
    Since 2022-01-14
  • NC RA
    APPROVED
    Since 2020-07-01

Branch Locations

380 Knollwood St Ste 600, Winston Salem, NC 27103 • United States

806 Green Valley Rd Ste 100, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Greensboro NC 07/2019 Present
Old Town Draught House Greensboro NC 10/2015 Present
Aerotek Greensboro NC 02/2019 07/2019
  • 07/2019 → Present
    Wells Fargo Clearing Services, Llc
    Greensboro, NC
  • 10/2015 → Present
    Old Town Draught House
    Greensboro, NC
  • 02/2019 → 07/2019
    Aerotek
    Greensboro, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-30
  • S66 Uniform Combined State Law Examination
    2020-06-30
Other Names
  • Katharine Rechtin
  • Katharine Taylor Rechtin

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · WINSTON SALEM, NC
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