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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-19 |
| CO | RA | APPROVED | 2024-08-15 |
Branch Locations
6400 S Fiddlers Green Cir, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wedbush Securities | Denver | CO | 02/2019 | 08/2024 |
| Pottery By Chaucy | Paonia | CO | 04/2014 | 09/2018 |
| Smashberger | Denver | CO | 09/2017 | 09/2018 |
| Pottery By Chaucy | Denver | CO | 09/2018 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenwood Village | CO | 08/2024 | Present |
| Bank Of America, N.A. | Greenwood Village | CO | 09/2024 | Present |
POTTERY BY CHAUCY, NON-INVESTMENT RELATED, LOCATION: PAONIA CO, NATURE OF BUSINESS: RETAIL/ART, POSITION: FREELANCE GRAPHIC & WEB DESIGNER, START 04/2014, APPROX HOURS A MONTH 12-13, NONE DURING BUSINESS HOURS, DUTIES: WEBSITE MAINTENANCE, GRAPHIC DESIGN COLLATERAL, SOCIAL MEDIA, CONTENT CREATION, ETSY MANAGEMENT. I*1958288, Entity Type:Entity For Profit , Name of OBA:Pottery By Chaucy LLC Address: Paonia, CO 81428 Investment Related:No Position, Title, Association:Consultant/Independent Contractor Employee Start Date: 10/01/2019 No Hours: 10 hrs monthly No Hours during trading: Duties: Retail pottery sales via ecommerce and retail locations. I act as a freelance graphic and web designer; tasks include website maintenance, graphic design collateral, social media, content creation and Etsy/ecommerce management.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-12 |
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