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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-07-14
  • MI RA
    APPROVED
    Since 2021-07-14

Branch Locations

33 Bloomfield Hills Pkwy Ste 280, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Atlanta GA 02/2019 05/2019
Rj West Distributions, Llc Belleville MI 05/2018 Present
Joe C Ford Ii Inc. Ann Arbor MI 05/2017 05/2018
Eastern Michigan University Ypsilanti MI 09/2016 05/2017
West Case Group, Llc Lake Angelus MI 11/2014 09/2016
Lpl Financial, Llc Bloomfield Hills MI 05/2019 07/2019
Lpl Financial, Llc Bloomfield Hills MI 07/2021 Present
  • 02/2019 → 05/2019
    Fsc Securities Corporation
    Atlanta, GA
  • 05/2018 → Present
    Rj West Distributions, Llc
    Belleville, MI
  • 05/2017 → 05/2018
    Joe C Ford Ii Inc.
    Ann Arbor, MI
  • 09/2016 → 05/2017
    Eastern Michigan University
    Ypsilanti, MI
  • 11/2014 → 09/2016
    West Case Group, Llc
    Lake Angelus, MI
  • 05/2019 → 07/2019
    Bloomfield Hills, MI
  • 07/2021 → Present
    Bloomfield Hills, MI
Previous Registrations
  • 2019-05-09 → 2019-08-02
    Bloomfield Hills, MI
    Alexandria, KY
    Bloomfield Hills, MI
Other Businesses

1)07/13/2021 - Michigan 401k Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 07/2021 2)07/13/2021 - Michigan Retirement Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 07/2021

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-03-07
S65 Uniform Investment Adviser Law Examination 2018-11-29
  • S63 Uniform Securities Agent State Law Examination
    2019-03-07
  • S65 Uniform Investment Adviser Law Examination
    2018-11-29

View on SEC IAPD

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