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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-30
  • TX RA
    APPROVED
    Since 2019-10-30

Branch Locations

115 N Dixie Dr Ste 120, Lake Jackson, TX 77566-5958 • United States

Brazoria, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Lake Jackson TX 03/2019 03/2020
United Ag El Campo TX 05/2018 03/2019
Texas A&M University College Station TX 08/2017 05/2018
Mack Mcleod, Rancher Brazoria TX 05/2009 08/2017
Ameriprise Financial Services, Llc Lake Jackson TX 03/2020 Present
  • 03/2019 → 03/2020
    Ameriprise Financial Services, Inc
    Lake Jackson, TX
  • 05/2018 → 03/2019
    United Ag
    El Campo, TX
  • 08/2017 → 05/2018
    Texas A&M University
    College Station, TX
  • 05/2009 → 08/2017
    Mack Mcleod, Rancher
    Brazoria, TX
  • 03/2020 → Present
    Lake Jackson, TX
Other Businesses

Independent Insurance Brokering; Principal; 12/15/2023; Group, Disability Income / Blue Cross Blue Shield Texas; 12/15/2023; Group, Health / United Healthcare; 12/15/2023; Group, Health / Aetna; 12/15/2023; Group, Health / Dearborn National Life; 12/15/2023; Group / Illinois Mutual Life Ins Co; 12/15/2023; Group, Disability Income / Commonwealth Annuity and Life Ins Co; 12/15/2023; Universal Life / National Life Group; 12/15/2023; Universal Life / Guardian Life; 12/15/2023; Group, Health, Disability Income. Business Ownership; Travis Cattle; Co-owner; Commercial cow-calf operation; County Road 797, , Brazoria, TX, 77422; Not Investment-Related; 11/09/2020; 10 to 19 hours per month; 1 to 9 during trading hours / RL Travis Financial Group LLC; Owner; Manage Ameriprise Business; 115 Dixie Dr. N. , Ste 120, Lake Jackson, TX, 77566; Investment-Related; 01/08/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Brazosport Christian School; Board Member; 200 Willow Drive B, , Lake Jackson, TX, 77566; Not Investment-Related; 12/31/2024; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; RL Travis Financial Group LLC; Owner; Manage advisory business; 115 Dixie Dr. N., Ste 120, Lake Jackson, TX, 77566; Investment-Related; 01/08/2025; 40 to 59 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-29
  • S66 Uniform Combined State Law Examination
    2019-10-29
Other Names
  • Austin Travis
  • Austin Barret Travis

View on SEC IAPD

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