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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-30 |
Branch Locations
115 N Dixie Dr Ste 120, Lake Jackson, TX 77566-5958 • United States
Brazoria, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc | Lake Jackson | TX | 03/2019 | 03/2020 |
| United Ag | El Campo | TX | 05/2018 | 03/2019 |
| Texas A&M University | College Station | TX | 08/2017 | 05/2018 |
| Mack Mcleod, Rancher | Brazoria | TX | 05/2009 | 08/2017 |
| Ameriprise Financial Services, Llc | Lake Jackson | TX | 03/2020 | Present |
Independent Insurance Brokering; Principal; 12/15/2023; Group, Disability Income / Blue Cross Blue Shield Texas; 12/15/2023; Group, Health / United Healthcare; 12/15/2023; Group, Health / Aetna; 12/15/2023; Group, Health / Dearborn National Life; 12/15/2023; Group / Illinois Mutual Life Ins Co; 12/15/2023; Group, Disability Income / Commonwealth Annuity and Life Ins Co; 12/15/2023; Universal Life / National Life Group; 12/15/2023; Universal Life / Guardian Life; 12/15/2023; Group, Health, Disability Income. Business Ownership; Travis Cattle; Co-owner; Commercial cow-calf operation; County Road 797, , Brazoria, TX, 77422; Not Investment-Related; 11/09/2020; 10 to 19 hours per month; 1 to 9 during trading hours / RL Travis Financial Group LLC; Owner; Manage Ameriprise Business; 115 Dixie Dr. N. , Ste 120, Lake Jackson, TX, 77566; Investment-Related; 01/08/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Brazosport Christian School; Board Member; 200 Willow Drive B, , Lake Jackson, TX, 77566; Not Investment-Related; 12/31/2024; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; RL Travis Financial Group LLC; Owner; Manage advisory business; 115 Dixie Dr. N., Ste 120, Lake Jackson, TX, 77566; Investment-Related; 01/08/2025; 40 to 59 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-29 |
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