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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2019-07-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charleston | WV | 02/2019 | Present |
| Daily Gazette Company | Charleston | WV | 02/1998 | 11/2018 |
| Charleston Newspapers | Charleston | WV | 05/2004 | 03/2018 |
| Unemployed | Charleston | WV | 12/2018 | 02/2019 |
| Bank Of America, N.A. | Charleston | WV | 04/2019 | Present |
I*: 707295Entity Type: GovernmentalName of OBA: Central West Virginia Regional Airport AuthorityAddress: Charleston, WV 25311Investment Related: NoPosition, Title, Association: Board memberEmployee Start Date: 02/02/2022Number of Hours: 1 hr mthlyNumber of Hours during trading: 0 Duties: The Board votes to support the leadership of the airport. As a Board Member representing the City of Charleston, assist the airport to insure its place as an important asset in our community. I*2835275, Entity Type: , Name of OBA: N W S, IV IRREVOCABLE TRUST, Address: CHARLESTON, West Virginia, 25314, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 09/09/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2835276, Entity Type: , Name of OBA: C G S IRREVOCABLE TRUST, Address: CHARLESTON, West Virginia, 25314, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 09/09/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2835277, Entity Type: , Name of OBA: W E C S IRREVOCABLE TRUST, Address: CHARLESTON, West Virginia, 25314, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 09/09/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-27 |
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