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Current Employers
Thrivent Advisor Network, Llc

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-06-23
  • IL RA
    APPROVED
    Since 2020-06-23

Branch Locations

600 Portland Avenue South, Minneapolis, MN 55415 • United States

4500 N. Prospect Road Suite 200, Peoria Heights, IL 61616 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Central Il Financial Consultants Peoria Heights IL 04/2019 Present
State Farm Insurance Bloomington IL 05/2009 03/2019
Thrivent Investment Management Inc Peoria Heights IL 05/2019 06/2020
Thrivent Advisor Network, Llc Peoria Heights IL 06/2020 Present
Previous Registrations
Other Businesses

1) Central IL Financial Consultants POSITION: Owner/operator NATURE: I am the sole proprietor of a personal income tax prep service. I am a registered CPA and operate out of my home. Currently, I serve a couple dozen clients. I am currently not performing tax work and will not start again until the next tax season in 2020. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 513 Denver Ct, Peoria IL 61607, United States DESCRIPTION: Personal income tax preparation and filing for clients during tax season. 2) Insurance Sales; same address; Non-Investment Related; Appx 10% of time during the month 3) CPA Investment Related: No; Individual income tax return preparation; Address: 2008 W Geneva Rd, Peoria, IL 61615; Start Date: 1/15/2021; Number of Hours Spent: 5 hours/month; Duties: Meet and interview client, collect tax forms, prepare tax returns, review with the client, submit e-filed returns

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-17
  • S65 Uniform Investment Adviser Law Examination
    2019-06-17

View on SEC IAPD

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