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Ge Chen

Transamerica Financial Advisors, LLC

Irvine, CA

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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-13
TX RA APPROVED 2020-07-10
  • CA RA
    APPROVED
    Since 2025-02-13
  • TX RA
    APPROVED
    Since 2020-07-10

Branch Locations

1 Technology Drive Suite J709, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Irvine CA 01/2019 Present
World Financial Group, Inc. Irvine CA 12/2018 Present
Student Northridge CA 01/2009 12/2017
World Financial Group, Inc. Johns Creek GA 01/2018 12/2018
Randstad Professionals Us, Llc Century City CA 01/2018 01/2020
Mel Wilson & Associates - Realtors Northridge CA 07/2016 07/2020
  • 01/2019 → Present
    Transamerica Financial Advisors, Inc
    Irvine, CA
  • 12/2018 → Present
    World Financial Group, Inc.
    Irvine, CA
  • 01/2009 → 12/2017
    Student
    Northridge, CA
  • 01/2018 → 12/2018
    World Financial Group, Inc.
    Johns Creek, GA
  • 01/2018 → 01/2020
    Randstad Professionals Us, Llc
    Century City, CA
  • 07/2016 → 07/2020
    Mel Wilson & Associates - Realtors
    Northridge, CA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-04
S63 Uniform Securities Agent State Law Examination 2019-08-29
  • S65 Uniform Investment Adviser Law Examination
    2019-11-04
  • S63 Uniform Securities Agent State Law Examination
    2019-08-29

View on SEC IAPD

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Other Offices

VISTA POINT ASSET MANAGEMENT LLC · IRVINE, CA
PRINCIPAL SECURITIES, INC. · IRVINE, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA
EQUITABLE ADVISORS, LLC · IRVINE, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA
INTEGRATED WEALTH CONCEPTS LLC · IRVINE, CA
INTEGRATED WEALTH CONCEPTS LLC · IRVINE, CA
EQUITABLE ADVISORS, LLC · IRVINE, CA

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