Best Investors Account Sign in
Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2022-01-06
  • OR RA
    APPROVED
    Since 2022-01-06

Branch Locations

825 Ne Multnomah Street Suite 1150, Portland, OR 97232 • United States

One National Life Drive, Montpelier, VT 05604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Salt Lake City UT 02/2019 12/2021
Bateman Larkin Cpa Tigard OR 08/2018 02/2019
United States Commercial Service Madrid 05/2018 08/2018
Byu Independent Study Provo UT 05/2016 04/2018
Equity Services Inc Montpelier VT 01/2022 Present
National Life Group Portland OR 01/2022 Present
  • 02/2019 → 12/2021
    Fidelity Brokerage Services Llc
    Salt Lake City, UT
  • 08/2018 → 02/2019
    Bateman Larkin Cpa
    Tigard, OR
  • 05/2018 → 08/2018
    United States Commercial Service
    Madrid
  • 05/2016 → 04/2018
    Byu Independent Study
    Provo, UT
  • 01/2022 → Present
    Montpelier, VT
  • 01/2022 → Present
    National Life Group
    Portland, OR
Previous Registrations
  • 2020-03-10 → 2021-12-16
    Fidelity Personal And Workplace Advisors
    Salt Lake City, UT
Other Businesses

*STEPHENS FINANCIAL GROUP,825 NE MULTNOMAH ST., SUITE 1150,PORTLAND,OR 97232,04/19/2022,INV REL,DURING TRD/HRS,ONGOING, AGENT,INSURANCE,40 HRS/WK. *SPENCER BATEMAN,825 NE MULTNOMAH ST, SUITE 1150,PORTLAND,OR 97232,04/19/2022,ONGOING,INV REL,DURING TRD/HRS,AGENT,INSURANCE,20%. *NORTH STAR WEALTH STRATEGIES,LLC, 825 NE MULTNOMAH STREET,SUITE 1150,PORTLAND, OR 97232,07/2022,ONGOING,DBA MARKETING NAME,AGENT,INV REL,DURING TRD/HRS,0%. *RICH KELLY FINANCIAL SERVICES. 825 NE MULTNOMAH STREET,SUITE 1150,PORTLAND, OR 97232. INV REL. SEPT 2025. DBA FOR MARKETING. PARTNER/AGENT. WORKING WITH RICH KELLY. DURING TRADE HRS. *TRUE PATH FINANCIAL PARTNERS. 825 NE MULTNOMAH STREET,SUITE 1150,PORTLAND, OR 97232. INV REL. JUNE 2026. DBA NAME FOR MARKETING ONLY. LISTED ON WEBSITE. DURING TRADE HRS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-18
S63 Uniform Securities Agent State Law Examination 2019-05-10
  • S66 Uniform Combined State Law Examination
    2020-02-18
  • S63 Uniform Securities Agent State Law Examination
    2019-05-10
Designations
Other Names
  • Spencer Colin Bateman
  • Spencer Bateman

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Portland, OR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor