Thomas Francis Wheeler

Employer firm

Steward Partners Investment Advisory, LLC CRD 283004

$36.7B regulatory AUM 9,667 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• FINANCIAL CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1990 → Present
  Thomas Wheeler Cpa
  Leominster, MA
• 02/2019 → Present
  Steward Partners Investment Advisory, Llc
  New York, NY

Other Businesses

(1) Owner, Thomas Wheeler, CPA since 6/1990. Non-investment related. Approx 40 hrs per week during trading hours. (2) Solicitor, Steward Partners Investment Advisory, since 2/2019. Investment-related. Negligible time spent during trading hours.

Other Names

• Thomas Wheeler