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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-11-30
TX RA APPROVED 2021-05-27
CA RA APPROVED 2021-04-30
  • WA RA
    APPROVED
    Since 2023-11-30
  • TX RA
    APPROVED
    Since 2021-05-27
  • CA RA
    APPROVED
    Since 2021-04-30

Branch Locations

1211 Sw 5Th Ave, Portland, OR 97204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Omaha NE 02/2019 Present
University Of Nebraska Omaha Omaha NE 08/2015 08/2019
Orangetheory Fitness Omaha NE 12/2017 07/2018
Payless Shoesource Papillion NE 12/2016 07/2017
Other Businesses

I*1553255 For profit or not for profit: Entity For Profit Name of outside business organization: Amazon Investment related: N Address of business: Seattle, Washington, 98109, United States Nature of business: ["Corporation"] Position, title, association: ["Other"], Start date of relationship: 11/15/2023 Number of hours devoted: 2 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: provide instructions on how to use kitchen & home products that are available for purchase on Amazon. Provide reviews of these products after using them., Home/Kitchen product reviews

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-26
  • S66 Uniform Combined State Law Examination
    2021-04-26
Other Names
  • Emily Romero
  • Emily Diane Romero

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Portland, OR

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