James M Croft

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-04-21
TX	RA	APPROVED	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	09/2019	09/2020
Northwestern Mutual	Columbia	SC	01/2019	05/2019
University Of South Carolina Columbia	Columbia	SC	08/2015	05/2019
Enterprise Rent A Car	Mount Pleasant	SC	05/2018	08/2018
Augusta National Golf Course - Masters Tournament	Augusta	GA	03/2019	04/2019
Uber/Lyft	Charleston	SC	06/2018	08/2018
Bond University	Queensland		09/2018	12/2018
E*Trade Securities Llc	Charlotte	NC	09/2020	08/2023
E*Trade Capital Management Llc	Charlotte	NC	09/2020	08/2023
Uber/Lyft	Mount Pleasant	SC	05/2019	09/2019
Fidelity Investments	Charlotte	NC	08/2023	Present
Fidelity Investments	Boston	MA	03/2025	Present

09/2019 → 09/2020

The Vanguard Group, Inc.

Charlotte, NC
01/2019 → 05/2019

Northwestern Mutual

Columbia, SC
08/2015 → 05/2019

University Of South Carolina Columbia

Columbia, SC
05/2018 → 08/2018

Enterprise Rent A Car

Mount Pleasant, SC
03/2019 → 04/2019

Augusta National Golf Course - Masters Tournament

Augusta, GA
06/2018 → 08/2018

Uber/Lyft

Charleston, SC
09/2018 → 12/2018

Bond University

Queensland
09/2020 → 08/2023

E*Trade Securities Llc

Charlotte, NC
09/2020 → 08/2023

E*Trade Capital Management Llc

Charlotte, NC
05/2019 → 09/2019

Uber/Lyft

Mount Pleasant, SC
08/2023 → Present

Fidelity Investments

Charlotte, NC
03/2025 → Present

Fidelity Investments

Boston, MA

2023-09-08 → 2025-03-31

Fidelity Personal And Workplace Advisors

Charlotte, NC
2020-10-29 → 2023-08-14

Harrisdirect Llc

Charlotte, NC

Arlington, VA

Charlotte, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-10-29
S63	Uniform Securities Agent State Law Examination	2019-12-13

Other Firms