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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-10 |
| HI | RA | APPROVED | 2009-06-01 |
Branch Locations
733 Bishop Street Suite 2800, Honolulu, HI 96813 • United States
Honolulu, HI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Honolulu | HI | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
(1) Serve as Committee Chair for the Hawaii Society of CPA's. (2) To serve on the Board of Directors for the United States Tennis Association Hawaii Pacific Section (the "Entity"). (3) To serve on the Board of Directors for the Hawaii Society of Certified Public Accountants (the "Entity"). (4) *639767 - St. Roch Catholic Church Kahuku; Investment related: No; Kahuku, Hawaii; Civic/Religious/Community; Advisory Board:Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 10/2024; During business hours: 0; After business hours:20; Administrative (5) 684418 - Jodi Lam / Investment Related / Honolulu, HI / Rental Property / Sole Proprietor, Owner / Start 01-January-2026 / During business hours: 0 / After business hours: 1 / Administrative.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-08 |
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