Susan Kirsch Wintermute

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-12-17
MO	RA	APPROVED	2020-11-23

TX RA
APPROVED_RES

Since 2020-12-17
MO RA
APPROVED

Since 2020-11-23

Branch Locations

400 Chesterfield Ctr, Chesterfield, MO 63017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chesterfield	MS	02/2019	Present
Granite Transformations Of St. Louis	Fenton	MO	04/2004	02/2019

02/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chesterfield, MS
04/2004 → 02/2019

Granite Transformations Of St. Louis

Fenton, MO

Other Businesses

I*2819264 Entity Type: N/A Name of OBA: The I.E. and V.R.K Better Living Trust Address:Wildwood Missouri Investment Related:No Position, Title, Association:Co-Trustee Start Date:09/04/2025 No Hours: 1 Monthly No Hours during trading:0 Monthly Duties:N/A

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-11-11

S66 Uniform Combined State Law Examination

2020-11-11

Other Names

Susan Elizabeth Kirsch
Susan Wintermute

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews