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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-01-31 |
| TX | RA | APPROVED | 2020-05-05 |
| ND | RA | APPROVED | 2019-07-29 |
Branch Locations
3105 South Washington, Grand Forks, ND 58201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Grand Forks | ND | 02/2019 | Present |
| U.S. Bank | East Grand Forks | MN | 04/2018 | 02/2019 |
| First Community Credit Union Fka Citizens Community Credit Union | Grand Forks | ND | 10/2016 | 04/2018 |
| Cvs Pharmacy | Grand Forks | ND | 10/2015 | 10/2016 |
*544436 - CKWF LLC; Investment related: Yes; Angus, Minnesota; Restaurant/Bar/Nightclub; Partner (proprietor, partner, officer, director, employee, trustee, agent); 04/2023; During business hours: 0; After business hours: 24; Labor/Service, Customer Service, Check Signing/Funds Disbursements, Business Development/Growth, Accounting/Bookkeeping, Administrative
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-07-26 |
| S65 | Uniform Investment Adviser Law Examination | 2019-07-19 |
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