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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-06-05
  • MN RA
    APPROVED
    Since 2019-06-05

Branch Locations

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

600 Wisconsin Ave N, Golden Valley, MN 55427 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Brooklyn Park MN 10/2016 Present
Wells Fargo Clearing Services, Llc Brooklyn Park MN 01/2019 Present
Hom Furniture Coon Rapids MN 06/2015 10/2016
  • 10/2016 → Present
    Wells Fargo Bank, Na
    Brooklyn Park, MN
  • 01/2019 → Present
    Brooklyn Park, MN
  • 06/2015 → 10/2016
    Hom Furniture
    Coon Rapids, MN
Other Businesses

MID AMERICA FESTIVAL CORPORATION DBA MINNESOTA RENAISSANCE FESTIVAL ; NOT INV RELATED;SHAKOPEE,MN; ENTERTAINMENT EVENT; INTERACTIVE CAST MEMBER; START DATE: 08/22/2026; 120 HRS PER MONTH; 120 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-05
S63 Uniform Securities Agent State Law Examination 2019-05-10
  • S65 Uniform Investment Adviser Law Examination
    2019-06-05
  • S63 Uniform Securities Agent State Law Examination
    2019-05-10
Other Names
  • James Mcdonald
  • Jim Mcdonald

View on SEC IAPD

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