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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-14
TN RA APPROVED 2022-09-07
  • TX RA
    APPROVED_RES
    Since 2025-01-14
  • TN RA
    APPROVED
    Since 2022-09-07

Branch Locations

949 Shady Grove Rd S Ste 300, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Reliant Investment Management Llc Memphis TN 06/2018 07/2022
University Of Alabama Tuscaloosa AL 06/2013 06/2018
Massmutual Life Insurance Company Memphis TN 07/2022 Present
Mml Investors Services Memphis TN 07/2022 Present
  • 06/2018 → 07/2022
    Memphis, TN
  • 06/2013 → 06/2018
    University Of Alabama
    Tuscaloosa, AL
  • 07/2022 → Present
    Massmutual Life Insurance Company
    Memphis, TN
  • 07/2022 → Present
    Mml Investors Services
    Memphis, TN
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-08-15
S65 Uniform Investment Adviser Law Examination 2019-02-12
  • S63 Uniform Securities Agent State Law Examination
    2022-08-15
  • S65 Uniform Investment Adviser Law Examination
    2019-02-12
Other Names
  • Walker Stephen Jones

View on SEC IAPD

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