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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Denver | CO | 01/2019 | 05/2020 |
| Ross Chartered | Clearwater | FL | 03/2012 | 01/2019 |
| Stream Works Llc | Clearwater | FL | 01/2016 | 09/2018 |
| Robinhood Markets, Inc/Robinhood Financial Llc | Denver | CO | 05/2020 | 02/2021 |
| Robinhood Markets, Inc | Denver | CO | 06/2021 | 02/2022 |
| Robinhood Markets, Inc/Robinhood Financial Llc | Denver | CO | 02/2021 | 03/2022 |
| Robinhood Financial Llc | Denver | CO | 03/2022 | 09/2023 |
| Robinhood Markets, Inc. | Denver | CO | 03/2022 | 06/2023 |
| Lpl Financial | Englewood | CO | 09/2023 | 01/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenwood Village | CO | 01/2025 | Present |
| Bank Of America, N.A. | Greenwood Village | CO | 01/2025 | Present |
I*3935282 Entity Type: N/A Name of OBA: Terra Ridge Homeowners' Association Address: Aurora, Colorado, 80016 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 03/05/2026 Number of Hours: 3, Monthly Number of Hours during trading: 0, Monthly Duties: This is an HOA for my neighborhood. I don't know if it's an SRO of 501(3)(c). Main activities or interfacing with the management company, maintaining records, and reviewing architectural requests.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-05 |
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