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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-18
  • NY RA
    APPROVED
    Since 2021-05-18

Branch Locations

350 Essjay Road Suite 300, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 02/2020 06/2020
University Of New Hampshire Durham NH 09/2015 05/2017
Niagara University Niagara Falls NY 08/2017 12/2019
Axa Advisors, Llc Williamsville NY 01/2019 04/2019
Equitable Advisors, Llc New York NY 02/2020 Present
  • 02/2020 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 09/2015 → 05/2017
    University Of New Hampshire
    Durham, NH
  • 08/2017 → 12/2019
    Niagara University
    Niagara Falls, NY
  • 01/2019 → 04/2019
    Axa Advisors, Llc
    Williamsville, NY
  • 02/2020 → Present
    New York, NY
Other Businesses

1. CEPA Gallery, Treasurer, Consulting on balance sheets and participating in fundraising efforts, Since 10/2024, 20 hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-16
  • S66 Uniform Combined State Law Examination
    2020-10-16

View on SEC IAPD

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