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Luke Ming

World Investment Advisors, LLC

Bakersfield, CA

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Current Employers
World Investment Advisors, Llc

437 Newman Springs Road, Lincroft, NJ 07738 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-02
  • CA RA
    APPROVED
    Since 2024-08-02

Branch Locations

5401 Business Park South, Suite 122, Bakersfield, CA 93309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brighton Jones Denver CO 12/2021 07/2024
Empower Greenwood Village CO 01/2021 11/2021
Team Hewins Redwood City CA 06/2020 11/2020
Kansas State University Manhattan KS 01/2020 03/2020
Resources Investment Advisers Overland Park KS 06/2019 08/2019
Student Manhattan KS 08/2019 01/2020
Student Manhattan KS 03/2020 06/2020
Student Manhattan KS 11/2020 01/2021
Student Manhattan KS 08/2016 06/2019
Pensionmark Financial Group, Llc Santa Barbara CA 08/2024 Present
  • 12/2021 → 07/2024
    Brighton Jones
    Denver, CO
  • 01/2021 → 11/2021
    Empower
    Greenwood Village, CO
  • 06/2020 → 11/2020
    Team Hewins
    Redwood City, CA
  • 01/2020 → 03/2020
    Kansas State University
    Manhattan, KS
  • 06/2019 → 08/2019
    Resources Investment Advisers
    Overland Park, KS
  • 08/2019 → 01/2020
    Student
    Manhattan, KS
  • 03/2020 → 06/2020
    Student
    Manhattan, KS
  • 11/2020 → 01/2021
    Student
    Manhattan, KS
  • 08/2016 → 06/2019
    Student
    Manhattan, KS
  • 08/2024 → Present
    Pensionmark Financial Group, Llc
    Santa Barbara, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-21
  • S65 Uniform Investment Adviser Law Examination
    2022-03-21
Designations

View on SEC IAPD

Other Firms

WOODWARD DIVERSIFIED CAPITAL, LLC
HOWARD FINANCIAL
SIERRA CAPITAL MANAGEMENT
PARK AVENUE SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

BEAU THOMAS WOODWARD
GABRIEL THOMAS WOODWARD
Caleb James Richmond
THOMAS DORSEY WOODWARD
LANCE RAYMOND HOWARD
Stanley SCOTT GARRISON
THOMAS DEAN MING
Ryne Alyn Fessler

Other Offices

WOODWARD DIVERSIFIED CAPITAL, LLC · BAKERSFIELD, CA
HOWARD FINANCIAL · BAKERSFIELD, CA
SIERRA CAPITAL MANAGEMENT · BAKERSFIELD, CA
WORLD INVESTMENT ADVISORS, LLC · BAKERSFIELD, CA
PARK AVENUE SECURITIES LLC · BAKERSFIELD, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Bakersfield, CA
WELLS FARGO CLEARING SERVICES, LLC · BAKERSFIELD, CA
EDWARD JONES · BAKERSFIELD, CA

More in Bakersfield, CA

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