Loc B Vo

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2019 → 02/2019
  Independent Capital Management
  San Diego, CA
• 01/2019 → 02/2019
  Sagepoint Financial
  Phoenix, AZ
• 12/2016 → 12/2017
  Hsbc
  Hochiminh City
• 01/2018 → 12/2018
  Unemployed
  San Diego, CA
• 08/2016 → 12/2016
  Unemployed
  San Diego, CA
• 09/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Diego, CA
• 03/2019 → 05/2022
  Bank Of America
  San Diego, CA
• 05/2022 → 08/2022
  Vinfast
  San Diego, CA
• 11/2022 → Present
  Bank Of America, N.A.
  San Diego, CA

Other Businesses

I*1014321, Entity Type,~ Name of OBA: Rental Property 1Address: san diego,ca,92117Investment Related: noPosition, Title, Association: Co-owner with other family membersEmployee Start Date:11/26/2022 No Hours: 2 monthlyNo Hours during trading: 0Duties:~

Exams

• S66 Uniform Combined State Law Examination
  2023-03-16

Other Names

• Loc Ba Vo