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Shalini Guglani

Citizens Securities, Inc.

Westwood, MA

CRD 4942653

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Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-04
  • NY RA
    APPROVED
    Since 2024-06-04

Branch Locations

200 Station Drive, Westwood, MA 02090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. New York NY 12/2004 04/2022
Hsbc Securities (Usa) Inc New York NY 12/2004 04/2022
J.P. Morgan Securities Llc Mineola NY 05/2022 05/2024
Jpmorgan Chase Bank, N.A. Mineola NY 05/2022 05/2024
Citizens Securities Queens NY 05/2024 Present
  • 12/2004 → 04/2022
    Hsbc Bank Usa, N.A.
    New York, NY
  • 12/2004 → 04/2022
    Hsbc Securities (Usa) Inc
    New York, NY
  • 05/2022 → 05/2024
    J.P. Morgan Securities Llc
    Mineola, NY
  • 05/2022 → 05/2024
    Jpmorgan Chase Bank, N.A.
    Mineola, NY
  • 05/2024 → Present
    Citizens Securities
    Queens, NY
Previous Registrations
  • 2022-05-17 → 2024-05-31
    J.P. Morgan Securities Llc
    Mineola, NY
    Forest Hills, NY
    Ridgewood, NY
    Astoria, NY
    Woodhaven, NY
    Long Island City, NY
    Ridgewood, NY
    Ozone Park, NY
    Woodside, NY
    Forest Hills, NY
    Middle Village, NY
    Glendale, NY
    Astoria, NY
    Elmhurst, NY
    Brooklyn, NY
    Sunnyside, NY
    Long Island City, NY
    Elmhurst, NY
    Jackson Heights, NY
    Ridgewood, NY
    Rego Park, NY
    Long Island City, NY
    Brooklyn, NY
    Astoria, NY
    Maspeth, NY
    Mineola, NY
  • 2015-02-23 → 2021-05-26
    Hsbc Securities (Usa) Inc.
    Melville, NY
    Bronx, NY
    New York, NY
    New York, NY
    New York, NY
    Flushing, NY
    New York, NY
    Flushing, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-21
S63 Uniform Securities Agent State Law Examination 2011-04-27
  • S66 Uniform Combined State Law Examination
    2015-02-21
  • S63 Uniform Securities Agent State Law Examination
    2011-04-27
Other Names
  • Shalini Mohanty
  • Shaline Guglani
  • Shaline Mohanty

View on SEC IAPD

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Nearby Offices

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