Best Investors Account Sign in

Shalini Guglani

Citizens Securities, Inc.

Westwood, MA

Claim This Profile
Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-04
  • NY RA
    APPROVED
    Since 2024-06-04

Branch Locations

200 Station Drive, Westwood, MA 02090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. New York NY 12/2004 04/2022
Hsbc Securities (Usa) Inc New York NY 12/2004 04/2022
J.P. Morgan Securities Llc Mineola NY 05/2022 05/2024
Jpmorgan Chase Bank, N.A. Mineola NY 05/2022 05/2024
Citizens Securities Queens NY 05/2024 Present
  • 12/2004 → 04/2022
    Hsbc Bank Usa, N.A.
    New York, NY
  • 12/2004 → 04/2022
    Hsbc Securities (Usa) Inc
    New York, NY
  • 05/2022 → 05/2024
    J.P. Morgan Securities Llc
    Mineola, NY
  • 05/2022 → 05/2024
    Jpmorgan Chase Bank, N.A.
    Mineola, NY
  • 05/2024 → Present
    Citizens Securities
    Queens, NY
Previous Registrations
  • 2022-05-17 → 2024-05-31
    J.P. Morgan Securities Llc
    Mineola, NY
    Forest Hills, NY
    Ridgewood, NY
    Astoria, NY
    Woodhaven, NY
    Long Island City, NY
    Ridgewood, NY
    Ozone Park, NY
    Woodside, NY
    Forest Hills, NY
    Middle Village, NY
    Glendale, NY
    Astoria, NY
    Elmhurst, NY
    Brooklyn, NY
    Sunnyside, NY
    Long Island City, NY
    Elmhurst, NY
    Jackson Heights, NY
    Ridgewood, NY
    Rego Park, NY
    Long Island City, NY
    Brooklyn, NY
    Astoria, NY
    Maspeth, NY
    Mineola, NY
  • 2015-02-23 → 2021-05-26
    Hsbc Securities (Usa) Inc.
    Melville, NY
    Bronx, NY
    New York, NY
    New York, NY
    New York, NY
    Flushing, NY
    New York, NY
    Flushing, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-21
S63 Uniform Securities Agent State Law Examination 2011-04-27
  • S66 Uniform Combined State Law Examination
    2015-02-21
  • S63 Uniform Securities Agent State Law Examination
    2011-04-27
Other Names
  • Shalini Mohanty
  • Shaline Guglani
  • Shaline Mohanty

View on SEC IAPD

Other Firms

WEALTHY CHOICES (R)
LPL FINANCIAL LLC
MODERA WEALTH MANAGEMENT, LLC
STAGE HARBOR FINANCIAL
SAVANT WEALTH MANAGEMENT
DOVER INVESTMENT ADVISORY CORPORATION
CHARLESBRIDGE ADVISORS
BECK BODE LLC

Other Investors

William Thornley
VINCENT DOUGLAS BEAUDOIN
PENELOPE STEPHANIE TZOUGROS
JOHN JOSEPH MCCARTHY
LINDA ANITA ODEGAARD
STEPHANIE LYNNE
GREGORY PAUL HART
DAVID CHARLES BARANOWSKI

Other Offices

WEALTHY CHOICES (R) · WESTWOOD, MA
LPL FINANCIAL LLC · WESTWOOD, MA
LPL FINANCIAL LLC · WESTWOOD, MA
MODERA WEALTH MANAGEMENT, LLC · WESTWOOD, MA
STAGE HARBOR FINANCIAL · WESTWOOD, MA
SAVANT WEALTH MANAGEMENT · Westwood, MA
DOVER INVESTMENT ADVISORY CORPORATION · WESTWOOD, MA
CHARLESBRIDGE ADVISORS · DEDHAM, MA

More in Westwood, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor