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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2020-10-23 |
| TX | RA | APPROVED | 2020-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Bowling Green | KY | 01/2019 | 10/2020 |
| Crawdaddy Enterprises | Bowling Green | KY | 11/1998 | 12/2018 |
| Stifel Nicolaus & Co Inc | Bowling Green | KY | 10/2020 | Present |
1. Greenwood High School Track Booster Club; 5065 Scottsville Road, Bowling Green, KY 42104; School; Secretary; Take notes at booster club meetings; 11/05/2020; 10 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. 2. Barren River Child Advocacy Center; 103 E 12th Ave, Bowling Green, KY 42101; Advocates for local child abuse victims; Serve on the Board of Directors; Help organize local events to gain awareness of the organization and their purpose; 02/18/2021; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 3. Barren River Area Child Advocacy Center; 103 East 12th Ave, Bowling Green, KY 42103; Advocate for victims of child abuse; Current President of the Board of Directors; Take notes at meetings, participate in community awareness campaigns/general community involement; 08/17/2022; 2 Hours per Month; Not during Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-17 |
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