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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2020-10-23
TX RA APPROVED 2020-10-23
  • KY RA
    APPROVED
    Since 2020-10-23
  • TX RA
    APPROVED
    Since 2020-10-23

Branch Locations

1131 Fairview Ave, Bowling Green, KY 42103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Bowling Green KY 01/2019 10/2020
Crawdaddy Enterprises Bowling Green KY 11/1998 12/2018
Stifel Nicolaus & Co Inc Bowling Green KY 10/2020 Present
  • 01/2019 → 10/2020
    Bowling Green, KY
  • 11/1998 → 12/2018
    Crawdaddy Enterprises
    Bowling Green, KY
  • 10/2020 → Present
    Stifel Nicolaus & Co Inc
    Bowling Green, KY
Previous Registrations
Other Businesses

1. Greenwood High School Track Booster Club; 5065 Scottsville Road, Bowling Green, KY 42104; School; Secretary; Take notes at booster club meetings; 11/05/2020; 10 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. 2. Barren River Child Advocacy Center; 103 E 12th Ave, Bowling Green, KY 42101; Advocates for local child abuse victims; Serve on the Board of Directors; Help organize local events to gain awareness of the organization and their purpose; 02/18/2021; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 3. Barren River Area Child Advocacy Center; 103 East 12th Ave, Bowling Green, KY 42103; Advocate for victims of child abuse; Current President of the Board of Directors; Take notes at meetings, participate in community awareness campaigns/general community involement; 08/17/2022; 2 Hours per Month; Not during Securities Trading Hours; Not Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-17
  • S66 Uniform Combined State Law Examination
    2019-05-17
Other Names
  • Chasity Goshorn

View on SEC IAPD

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