Ngoc Tan Thai

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2019 → 03/2020
  Ameriprise Financial Services, Inc.
  Apple Valley, MN
• 08/2017 → Present
  Dsw
  Burnsville, MN
• 10/2017 → 11/2018
  Merchants Bank
  Cottage Grove, MN
• 08/2013 → 12/2019
  Quali-Mac Inc.
  Bloomington, MN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Apple Valley, MN

Other Businesses

Outside Employment; Royal Ideas LLC; Registered Staff contribution to Ameriprise Franchise; Outside employment; 1515 Central Parkway, Suite 150, Eagan, MN, 55121; Not Investment-Related; 01/05/2024; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2021-08-09