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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-07-26 |
| TX | RA | APPROVED | 2022-07-14 |
Branch Locations
8737 East Pinnacle Peak Road, Scottsdale, AZ 85255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scottsdale | AZ | 02/2017 | 05/2019 |
| Bank Of America, N.A. | Scottsdale | AZ | 02/2017 | 05/2019 |
| Unemployed | Scottsdale | AZ | 10/2013 | 01/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mesa | AZ | 03/2020 | 06/2022 |
| Bank Of America, N.A. | Mesa | AZ | 03/2020 | 06/2022 |
| Unemployed | Phoenix | AZ | 06/2019 | 02/2020 |
| J.P. Morgan Securities Llc | Scottsdale | AZ | 07/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Scottsdale | AZ | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-19 |
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