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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-02-10
TX RA APPROVED 2020-12-15
SC RA APPROVED 2020-10-01
  • NC RA
    APPROVED
    Since 2021-02-10
  • TX RA
    APPROVED
    Since 2020-12-15
  • SC RA
    APPROVED
    Since 2020-10-01

Branch Locations

21 Hatton Pl, Hilton Head Island, SC 29926 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Charlotte NC 07/2016 08/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hilton Head Island SC 09/2020 Present
Bank Of America, N.A. Hilton Head Island SC 10/2020 Present
Previous Registrations
Other Businesses

I*4931271 Entity Type: For Profit Name of OBA: Suke's Perspective Address: Hilton Head, South Carolina, 29926 Investment Related: No Position, Title, Association: Owner Employee Start Date: 07/14/2026 Number of Hours: 2, Weekly Number of Hours during trading: 0 Duties: Art, painting and drawing. Painting and Drawing as an artist

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-11
  • S66 Uniform Combined State Law Examination
    2019-05-11
Other Names
  • Luke Sirgo

View on SEC IAPD

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