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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-14
NJ RA APPROVED 2024-06-13
  • TX RA
    APPROVED_RES
    Since 2025-05-14
  • NJ RA
    APPROVED
    Since 2024-06-13

Branch Locations

194 Wood Ave S, Iselin, NJ 08830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bridgewater NJ 03/2020 01/2023
Seton Hall South Orange NJ 08/2017 05/2021
Morgan Stanley Florham Park NJ 01/2019 11/2019
Club Metro Freehold NJ 11/2016 08/2017
St. Joseph Metuchen Clark NJ 04/2016 11/2016
Park Avenue Securites Roseland NJ 03/2023 03/2024
Guardian Life Insurance Roseland NJ 03/2023 03/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bridgewater NJ 03/2024 Present
Bank Of America, N.A Bridgewater NJ 04/2025 Present
  • 03/2020 → 01/2023
    Bridgewater, NJ
  • 08/2017 → 05/2021
    Seton Hall
    South Orange, NJ
  • 01/2019 → 11/2019
    Morgan Stanley
    Florham Park, NJ
  • 11/2016 → 08/2017
    Club Metro
    Freehold, NJ
  • 04/2016 → 11/2016
    St. Joseph Metuchen
    Clark, NJ
  • 03/2023 → 03/2024
    Park Avenue Securites
    Roseland, NJ
  • 03/2023 → 03/2024
    Guardian Life Insurance
    Roseland, NJ
  • 03/2024 → Present
    Bridgewater, NJ
  • 04/2025 → Present
    Bank Of America, N.A
    Bridgewater, NJ
Previous Registrations
Other Businesses

I*2066345, Entity Type, Entity for Profit, Name of OBA: Quantumbeam LLC, Address: Old Tappan, NJ, 07675, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 09/01/2024, No Hours: 5hrs/Weekly, No Hours during trading: 0, Duties: Created Quantumbeam LLC to sell Laser Pointers on amazon. Currently still in the research and development stages.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-19
  • S66 Uniform Combined State Law Examination
    2022-08-19
Other Names
  • James V Ulrich
  • James Ulrich

View on SEC IAPD

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