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Current Employers
Chung Wu Investment Group, Llc

1415 Lake Pointe Parkway, Sugar Land, TX 77478 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-21
  • TX RA
    APPROVED
    Since 2019-05-21

Branch Locations

1415 Lake Pointe Parkway, Sugar Land, TX 77478 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ztylus Inc. Houston TX 02/2015 01/2018
Sabbatical Houston TX 01/2018 12/2018
Chung Wu Investment Group, Llc Houston TX 01/2019 05/2019
Chung Wu Investment Group, Llc Houston TX 05/2019 Present
Other Businesses

1. C&C Resources Management, Ltd.; Family Investment Business; Investment Related; 8911 Marshall Island St., Richmond, Texas 77469; General Partner; January 1, 2010; 2 hours per week none during securities trading hours.; Attend partners and board of directors meetings. 2. Thomas L Chen Partners, Ltd.; Family Investment Business; Investment Related; 318 Round Lake Dr., Rosenberg, Texas 77469; General Partner; January 1 2010; 2 hours per week, none during securities trading hours; Attend Partners and board of directors meetings. 3. Willis F Chen Partners, Ltd.; Family Investment Business; Investment Related; 8911 Marshall Island St., Richmond, Texas 77469; General Partner; January 1, 2010; 2 hours per week none during securities trading hours.; Attend partners and board of directors meetings. 4. C&C International Services, Inc.; Family Equipment Sales Business; Not Investment Related; 8911 Marshall Island St., Richmond, Texas 77469; General Partner; January 1, 2010; 2 hours per week none during securities trading hours.; Attend partners and board of directors meetings. 5. Seth, Inc.; Family Equipment Sales Business; Not Investment Related; 8911 Marshall Island St., Richmond, Texas 77469; General Partner; January 1, 2010; 2 hours per week none during securities trading hours.; Attend partners and board of directors meetings. 6. Blac, Inc.; Hydraulic Equipment Manufacturer for the Oil and Gas INdustry; Not Investment Related; 195 Spangler Ave, Elmhurst, IL 60126; Inside Sales Engineer (Part Time); December 1, 2018; MArketing Activities such as website design and brochure content 0-10 hours per week; no hours during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-21
  • S65 Uniform Investment Adviser Law Examination
    2019-05-21

View on SEC IAPD

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