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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-02-11
  • CA RA
    APPROVED
    Since 2022-02-11

Branch Locations

17671 Cowan, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Newport Beach CA 12/2018 10/2019
World Financial Group, Inc. Newport Beach CA 01/2018 Present
Student Denver CO 09/2011 11/2024
Tele1Ten Tarzana CA 01/2016 03/2022
Transamerica Financial Advisors, Inc Newport Beach CA 08/2021 Present
Tele1Ten Inc (Retail) Denver CO 01/2016 11/2021
Student Denver CO 09/2012 06/2017
Nationwide Telecom Inc Tarzana CA 05/2010 12/2016
Tele110 Llc (Wholesale) Denver CO 01/2019 Present
Proud Holding Denver CO 01/2019 Present
Tele1Ten Inc. Denver CO 11/2021 Present
  • 12/2018 → 10/2019
    Transamerica Financial Advisors, Inc
    Newport Beach, CA
  • 01/2018 → Present
    World Financial Group, Inc.
    Newport Beach, CA
  • 09/2011 → 11/2024
    Student
    Denver, CO
  • 01/2016 → 03/2022
    Tele1Ten
    Tarzana, CA
  • 08/2021 → Present
    Transamerica Financial Advisors, Inc
    Newport Beach, CA
  • 01/2016 → 11/2021
    Tele1Ten Inc (Retail)
    Denver, CO
  • 09/2012 → 06/2017
    Student
    Denver, CO
  • 05/2010 → 12/2016
    Nationwide Telecom Inc
    Tarzana, CA
  • 01/2019 → Present
    Tele110 Llc (Wholesale)
    Denver, CO
  • 01/2019 → Present
    Proud Holding
    Denver, CO
  • 11/2021 → Present
    Tele1Ten Inc.
    Denver, CO
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Tele1Ten Inc. /1121-Present / Investment Related: No /5925 E Evans Ste.200 Denver, CO 80222 / Independent Contractor / Retail Telecom Business / Hrs. Work Monthly: 20 / Sec Trading Hrs: 0/ I'm a member of advisory board and a consultant to the corporation TELE110 LLC / 0116-Present / Investment Related - No/5925 E Evans Ave, STE 210, Denver, CO 80222/Wholesale Telecom Voice and data service, processing voice calls and providing termination and origination of voice calls/member of LLC/CTO/01.2019/10/5/CTO PROUD HOLDING/Investment Related - No/5925 E Evans Ave, STE 200, Denver, CO 80222 /Cloud asset sharing/CTO/01.2019/10/5/Technical Officer

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-11
S63 Uniform Securities Agent State Law Examination 2021-07-16
  • S65 Uniform Investment Adviser Law Examination
    2022-02-11
  • S63 Uniform Securities Agent State Law Examination
    2021-07-16

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