Uriah V Halpin

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 03/2020
  Ameriprise Financial Services, Inc.
  Bellevue, WA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Bellevue, WA

Previous Registrations

• 2007-02-13 → 2013-03-26
  Edward Jones
  Woodinville, WA
  Bothell, WA
  Mill Creek, WA
  Bellevue, WA

Other Businesses

Business Ownership; HEALTHY BALANCE, LLC; Owner; Manage Ameriprise Business; 4055 Lake Washington Blvd NE, Ste 200, Kirkland, WA, 98033; Investment-Related; 09/13/2024; 60 hours per month; 60 during trading hours. Outside Employment; Healthy Balance, LLC; Owner; Manage advisory business; 4055 Lake Washington Blvd NE, , Kirkland, WA, 98033; Investment-Related; 09/13/2024; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2007-01-31
• S63 Uniform Securities Agent State Law Examination
  2005-06-10