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1701 1St Avenue, Rock Island, IL 61201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-02-03 |
Branch Locations
1204 Winchester Road Suite 100, Lexington, KY 40505 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Irvine | KY | 12/2008 | Present |
| Mutual Of Omaha | Lexington | KY | 12/2018 | 06/2024 |
| Mutual Of Omaha Insurance Company | Lexington | KY | 12/2018 | 06/2024 |
| Modern Woodmen Of America | Rock Island | IL | 05/2024 | Present |
| Mwa Financial Services, Inc. | Rock Island | IL | 06/2024 | Present |
1) Plexus, Punta Irvine, KY. 4/2014. 20 Non-Inv/0 Inv. 2) Yard Sales, Irvine, KY. 7/2015 10 Non-Inv/0 Inv.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-05-22 |
| S65 | Uniform Investment Adviser Law Examination | 2019-02-21 |
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