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CRD 7054954
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-01-13 |
Branch Locations
1301 Hope Bridgeville Rd, Hope, NJ 07844 • United States
41 Route 46, Hackettstown, NJ 07840 • United States
161 Newton Sparta Road, Newton, NJ 07860 • United States
201 Route 94, Columiba, NJ 07832 • United States
220 Woodport Rd, Sparta, NJ 07871 • United States
277 Route 46, Great Meadows, NJ 07838 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Hope Bank | Newton | NJ | 02/2014 | 12/2018 |
| Raymond James Financial Services, Inc. | Newton | NJ | 12/2018 | 01/2022 |
| Raymond James Financial Services Advisors, Inc. | Newton | NJ | 03/2019 | 01/2022 |
| First Hope Wealth Management | Newton | NJ | 02/2014 | Present |
| Lpl Financial Llc | Newton | NJ | 01/2022 | Present |
1)01/06/2022 - First Hope Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-11 |
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