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Joseph James Proscia

LPl Financial LLC

Hope, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-03-31
  • NJ RA
    APPROVED
    Since 2025-03-31

Branch Locations

1301 Hope Bridgeville Rd, Hope, NJ 07844 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alliance Bernstein Secaucus NJ 06/2005 03/2025
First Hope Bank Hope NJ 03/2025 Present
Lpl Financial Llc Hope NJ 03/2025 Present
  • 06/2005 → 03/2025
    Alliance Bernstein
    Secaucus, NJ
  • 03/2025 → Present
    First Hope Bank
    Hope, NJ
  • 03/2025 → Present
    Hope, NJ
Previous Registrations
  • 2005-06-21 → 2025-03-21
    New York, NY
  • 2003-02-24 → 2005-06-07
    Allianz Global Investors Managed Accounts Llc
    Stamford, CT
Other Businesses

1. 03/18/2025- First Hope Wealth Management- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-01
S63 Uniform Securities Agent State Law Examination 2002-05-23
  • S65 Uniform Investment Adviser Law Examination
    2002-08-01
  • S63 Uniform Securities Agent State Law Examination
    2002-05-23

View on SEC IAPD

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