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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-01-12
  • NJ RA
    APPROVED
    Since 2022-01-12

Branch Locations

1301 Hope Bridgeville Rd, Hope, NJ 07844 • United States

277 Route 46, Great Meadows, NJ 07838 • United States

161 Newton Sparta Road, Newton, NJ 07860 • United States

220 Woodport Rd, Sparta, NJ 07871 • United States

41 Route 46, Hackettstown, NJ 07840 • United States

201 Route 94, Columbia, NJ 07832 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Newton NJ 01/2008 01/2022
Raymond James Financial Services Advisors, Inc Newton NJ 01/2009 01/2022
First Hope Wealth Management Newton NJ 12/2015 Present
Lpl Financial Llc Newton NJ 01/2022 Present
Previous Registrations
Other Businesses

1) 1/2022- First Hope Wealth Management- DBA for LPL Business (entity for LPL business)- inv. related- at reported business locations(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-26
  • S66 Uniform Combined State Law Examination
    2007-07-26
Other Names
  • Steven Lyons

View on SEC IAPD

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