Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • NJ RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

213 Bear Creek Rd, Andover, NJ 07821 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Andover NJ 08/1998 09/2025
Asset Holding Corp Hackettstown NJ 01/2007 12/2021
Lucky Dog Filmes Llc Silver Spring MD 10/2012 Present
Valley View Chapel Long Valley NJ 03/2015 11/2020
Cetera Wealth Services, Llc Andover NJ 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 08/1998 → 09/2025
    Avantax Investment Services, Inc.
    Andover, NJ
  • 01/2007 → 12/2021
    Asset Holding Corp
    Hackettstown, NJ
  • 10/2012 → Present
    Lucky Dog Filmes Llc
    Silver Spring, MD
  • 03/2015 → 11/2020
    Valley View Chapel
    Long Valley, NJ
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Andover, NJ
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2002-07-03 → 2025-09-05
    Avantax Advisory Services
    Andover, NJ
Other Businesses

1) Lucky Dog Films LLC~'NIR'~8215C Fenton Street~Silver Spring~MD~20910~Marketing/Sales Manager~Accountant/Bookkeeper~10/1/2012~14hrs~10hrs~Weekly Accounting 2) Cathleen Sweeney Trust~'NIR'~213 Bear creek Road~Andover~NJ~07821~No Outside Business Activities - Investments Only~Financial Advisor/Consultant~10/22/2001~1hrs~1hrs~Trustee 3) Kelly Sweeney Trust~'NIR'~213 Bear Creek Road~Andover~NJ~07821~No Outside Business Activities - Investments Only~Financial Advisor/Consultant~10/22/2001~1hrs~1hrs~Trustee 4) John Sweeney Associates~'NIR'~213 bear creek road~Andover~NJ~07821~Tax Preparation/Accounting~Owner/Sole Proprietor~1/1/2002~80hrs~80hrs~prepare taxes 5)Valley View Chapel (1); Treasurer/Comptroller; Accounting; NIR; 6; 03/01/2015; 115 East Mill Road Long Valley NJ 07853; Paying bills/making bank deposits/bookkeeping

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-05-08
  • S63 Uniform Securities Agent State Law Examination
    2002-05-08
Other Names
  • Michael Sweeney

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Andover, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor