Michael Sweeney

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1998 → 09/2025
  Avantax Investment Services, Inc.
  Andover, NJ
• 01/2007 → 12/2021
  Asset Holding Corp
  Hackettstown, NJ
• 10/2012 → Present
  Lucky Dog Filmes Llc
  Silver Spring, MD
• 03/2015 → 11/2020
  Valley View Chapel
  Long Valley, NJ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Andover, NJ
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2002-07-03 → 2025-09-05
  Avantax Advisory Services
  Andover, NJ

Other Businesses

1) Lucky Dog Films LLC~'NIR'~8215C Fenton Street~Silver Spring~MD~20910~Marketing/Sales Manager~Accountant/Bookkeeper~10/1/2012~14hrs~10hrs~Weekly Accounting 2) Cathleen Sweeney Trust~'NIR'~213 Bear creek Road~Andover~NJ~07821~No Outside Business Activities - Investments Only~Financial Advisor/Consultant~10/22/2001~1hrs~1hrs~Trustee 3) Kelly Sweeney Trust~'NIR'~213 Bear Creek Road~Andover~NJ~07821~No Outside Business Activities - Investments Only~Financial Advisor/Consultant~10/22/2001~1hrs~1hrs~Trustee 4) John Sweeney Associates~'NIR'~213 bear creek road~Andover~NJ~07821~Tax Preparation/Accounting~Owner/Sole Proprietor~1/1/2002~80hrs~80hrs~prepare taxes 5)Valley View Chapel (1); Treasurer/Comptroller; Accounting; NIR; 6; 03/01/2015; 115 East Mill Road Long Valley NJ 07853; Paying bills/making bank deposits/bookkeeping

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-05-08

Other Names

• Michael Sweeney