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Brian James Lin

Wells Fargo Clearing Services, LLC

Irvine, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-23
  • CA RA
    APPROVED
    Since 2026-04-23

Branch Locations

5 Park Plz 19Th Fl [Support Center], Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Oxnard CA 01/2019 11/2020
Ice Design Sydney 09/2015 11/2016
Jpmorgan Chase Goleta CA 01/2018 10/2018
Unemployed Santa Barbara CA 12/2016 12/2017
Robinhood Financial Denver CO 11/2020 03/2022
Wells Fargo Clearing Services, Llc Irvine CA 02/2026 Present
Unemployed Walnut CA 03/2022 02/2026
  • 01/2019 → 11/2020
    Morgan Stanley
    Oxnard, CA
  • 09/2015 → 11/2016
    Ice Design
    Sydney
  • 01/2018 → 10/2018
    Jpmorgan Chase
    Goleta, CA
  • 12/2016 → 12/2017
    Unemployed
    Santa Barbara, CA
  • 11/2020 → 03/2022
    Robinhood Financial
    Denver, CO
  • 02/2026 → Present
    Wells Fargo Clearing Services, Llc
    Irvine, CA
  • 03/2022 → 02/2026
    Unemployed
    Walnut, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-23
S63 Uniform Securities Agent State Law Examination 2026-04-03
S66 Uniform Combined State Law Examination 2019-08-28
  • S65 Uniform Investment Adviser Law Examination
    2026-04-23
  • S63 Uniform Securities Agent State Law Examination
    2026-04-03
  • S66 Uniform Combined State Law Examination
    2019-08-28

View on SEC IAPD

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